DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Spectrum Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Cletus PhillipsSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 5, 2025
Daniel D MeiklejohnSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 4, 2025
Brian Lowell ShortSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 4, 2025
Tia Maria LeeSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 4, 2025
Zachary John QuanteSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 4, 2025
Cole Alexander MccarterSpectrum Wealth Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 30, 2025Jun 4, 2025
Gregory Richard ThompsonSpectrum Wealth Management independent RIAGoelzer Investment Management mixed wealthRIA to RIAJun 9, 2025Oct 30, 2025 (143 d)
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7 moves match.