DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Halo Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Soto | Halo Investment Services, LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 2, 2026 | Apr 9, 2026 (66 d) |
| Daniel Barrett Hennig | Halo Investment Services, LLC other | Audent Global Asset Management, LLC independent RIA | Other | Apr 17, 2024 | Oct 22, 2024 (188 d) |
| Terrence Patrick Hawkins | Halo Investment Services, LLC other | Trajan Wealth, L.L.C. independent RIA | Other | Mar 13, 2024 | Jun 6, 2024 (85 d) |
| Daniel Christopher Gorman | Halo Investment Services, LLC other | Orion Portfolio Solutions, LLC BD affiliated | Other | Oct 9, 2023 | Jun 28, 2024 (263 d) |
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4 moves match.