DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fisher\Smb
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Andrew Dyson | Fisher\Smb institutional | Edelman Financial Engines independent RIA | Other | Mar 23, 2026 | Mar 17, 2026 |
| James Warren West | Fisher\Smb institutional | Edelman Financial Engines independent RIA | Other | Mar 2, 2026 | Mar 16, 2026 |
| Joel Antonio Romero | Fisher\Smb institutional | Mariner BD affiliated | Other | Dec 9, 2025 | Dec 17, 2025 |
| Nicholas Wolejsza | Fisher\Smb institutional | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Nov 18, 2025 | Nov 19, 2025 |
| Shawn Startti | Fisher\Smb institutional | Gallagher Fiduciary Advisors, LLC institutional | Other | Jul 18, 2025 | Jul 29, 2025 |
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5 moves match.