DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from St. Bernard Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andre Normand Coulombe | St. Bernard Financial Services, Inc. BD affiliated | Coulombe And Sons Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2024 | Jan 27, 2025 (277 d) |
| George Chui | St. Bernard Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2023 | Mar 8, 2024 (77 d) |
| Steve Durant Pontiff | St. Bernard Financial Services, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 2, 2025 (711 d) |
| Eustis Gerard Habighorst | St. Bernard Financial Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 29, 2023 |
| Carlyle Alton Wimberly | St. Bernard Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | May 9, 2024 (495 d) |
| Jeremiah Samuel Castaneda | St. Bernard Financial Services, Inc. BD affiliated | Kws Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2020 | Sep 16, 2020 |
| Lee Edward Taylor | St. Bernard Financial Services, Inc. independent RIA | The Jamison Edward Group state registered | RIA to a state-registered adviser | Oct 17, 2019 | Dec 4, 2019 (48 d) |
| Carl Patrick O'Brien | St. Bernard Financial Services, Inc. BD affiliated | O'Brien Capital Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2018 | Oct 23, 2018 |
| Jacob R O'Brien | St. Bernard Financial Services, Inc. BD affiliated | O'Brien Capital Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2018 | Oct 2, 2018 |
| Ledell Johnson | St. Bernard Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | Dec 31, 2016 | Jan 26, 2017 |
| Gary Thomas Seibel | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 21, 2014 | Aug 20, 2014 |
| Mitchum Wilhite Tapson | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 18, 2014 | Aug 18, 2014 |
| Rebecca Gail Murdoch | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 5, 2014 | Aug 5, 2014 |
| Victor Dwain Jones | St. Bernard Financial Services, Inc. other | Jones Financial Advisors unclassified | Other | Jul 8, 2014 | Feb 2, 2012 |
| James Michael Meaders | St. Bernard Financial Services, Inc. other | Bfc Planning, Inc. no RAUM | Other | Jun 21, 2011 | Jun 13, 2011 |
| Richard Bryan Simpson | St. Bernard Financial Services, Inc. other | J. W. Cole Advisors, Inc. other | Other | Nov 2, 2010 | Aug 1, 2011 (272 d) |
| Jerrod Allen Pinkston | St. Bernard Financial Services, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Aug 31, 2005 | Sep 15, 2005 |
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17 moves match.