DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Security Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Gaetano DeciccoSecurity Capital Management independent RIASavvy independent RIARIA to RIAFeb 7, 2025Mar 11, 2025 (32 d)
Tyler Andrew BrautiganSecurity Capital Management independent RIACommonwealth Financial Services independent RIARIA to RIAJul 24, 2024May 9, 2024
Shawn P RohrigSecurity Capital Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2021Jul 22, 2021
Lori Milner PointerSecurity Capital Management independent RIAUnited Brokerage Services Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2021Apr 2, 2021
Seth Perry WhiteSecurity Capital Management independent RIAWesbanco Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2020Jul 14, 2020 (98 d)
Bernadette Marie SmithSecurity Capital Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 24, 2018May 2, 2018
Loretta Ann GilliamSecurity Capital Management otherRaymond James Financial Services Advisors, Inc otherOtherNov 10, 2016Nov 3, 2016
Edward Bernard O'GormanSecurity Capital Management otherFma Advisory Inc otherOtherJan 8, 2011Jan 19, 2011
Brenda Millhouse-HuebnerSecurity Capital Management otherPruco Securities, LLC otherOtherJul 1, 2010Jan 22, 2014 (1301 d)
Kathleen Ashley TylerSecurity Capital Management otherGirard Securities, Inc. otherOtherSep 16, 2008Aug 15, 2008
Timothy Neil DeerySecurity Capital Management otherDearden, Maguire, Weaver & Barrett, LLC unclassifiedOtherFeb 5, 2008Dec 17, 2008 (316 d)
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11 moves match.