DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Edward O'Connor | Raymond James & Associates, Inc. national BD | Cetera Investment Services LLC other | Other | Dec 31, 2002 | Dec 16, 2005 (1081 d) |
| Thomas Joseph Diem | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Dec 10, 2002 | Jan 2, 2003 |
| Brian Charles Mahoney | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Dec 9, 2002 | Dec 4, 2002 |
| Kyriacos Anthony Antoniadis | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 9, 2002 | Feb 19, 2003 (72 d) |
| Jack Edward Radosevich | Raymond James & Associates, Inc. national BD | Medallion Advisory Services, LLC unclassified | Other | Sep 26, 2002 | Sep 23, 2002 |
| Paul William Sponseller | Raymond James & Associates, Inc. national BD | Invest Financial Corporation other | Other | Sep 18, 2002 | Sep 16, 2002 |
| Anthony James Mazzo | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2002 | Sep 16, 2002 |
| Jeffrey Michael Gold | Raymond James & Associates, Inc. national BD | Legacy Wealth Advisors, LLC unclassified | Other | Aug 30, 2002 | Jan 1, 2003 (124 d) |
| Louis Robert Spence | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Aug 30, 2002 | Oct 15, 2002 (46 d) |
| William Francis Phillips III | Raymond James & Associates, Inc. national BD | New York Life Investment Management LLC other | Other | Aug 19, 2002 | Sep 10, 2009 (2579 d) |
| Charles Peter Wallace | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2002 | Jul 8, 2003 (333 d) |
| Jay Lee Goldberg | Raymond James & Associates, Inc. national BD | Amegy Investments, Inc. other | Other | Aug 5, 2002 | Jan 7, 2004 (520 d) |
| Reid T Winder | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2002 | Jul 24, 2002 |
| Gregory William Ricker | Raymond James & Associates, Inc. national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 12, 2002 | Dec 12, 2024 (8219 d) |
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