DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allegheny Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Angelo ManettiAllegheny Investments independent RIAFarther independent RIARIA to RIADec 16, 2024Dec 19, 2024
Richard Kevin GuernseyAllegheny Investments independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2024Jul 1, 2024
Mitchell Robert O'NeillAllegheny Investments independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2024Jun 4, 2024
Christopher Mitchell OneillAllegheny Investments independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2024Jul 15, 2024 (41 d)
Jeffrey David MarkanichAllegheny Investments independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 19, 2023Oct 12, 2023
Nicholas LewandowskiAllegheny Investments independent RIATrue Wealth Design, LLC independent RIARIA to RIASep 27, 2023Mar 21, 2024 (176 d)
Edward Anthony MarucaAllegheny Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2023Jun 14, 2023
Michael TatarkoAllegheny Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2023Jun 14, 2023
Robert R. MarucaAllegheny Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2023Jun 14, 2023
Edward Anthony MarucaAllegheny Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2023Jun 14, 2023
Brian Matthew CartierAllegheny Investments independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2022Feb 14, 2022 (31 d)
Clarence Gerald MercatorisAllegheny Investments independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2021Aug 31, 2021
Hugh Bradley BakerAllegheny Investments independent RIAWrenne Financial Planning LLC independent RIARIA to RIAJun 22, 2021Jun 2, 2022 (345 d)
Ryan Samuel NaplesAllegheny Investments independent RIAHefren-Tillotson, Inc. independent RIARIA to RIADec 2, 2019Dec 23, 2019
Philip RomanoAllegheny Investments otherAllegheny Financial Group otherOtherFeb 10, 2017Jan 17, 2014
Dean John ProzzolyAllegheny Investments otherOsaic Institutions, Inc. otherOtherDec 2, 2016Dec 5, 2016
William Brett MerrellAllegheny Investments otherAllegheny Financial Group otherOtherSep 18, 2015Jan 16, 2014
David Jason LampeAllegheny Investments otherConcert Wealth Management otherOtherNov 11, 2014Nov 11, 2014
Arlene Merle NeffAllegheny Investments otherA. Neff Associates LLC state registeredOtherFeb 5, 2014May 28, 2014 (112 d)
Aimee Anne TothAllegheny Investments otherTrustmont Advisory Group, Inc. otherOtherOct 1, 2012Nov 20, 2013 (415 d)
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20 moves match.