DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gms Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anita Szalai | Gms Group other | Morgan Stanley wirehouse | Other | Oct 18, 2023 | Oct 31, 2023 |
| Vincent Della Fera | Gms Group other | Arete Wealth Advisors, LLC BD affiliated | Other | Dec 21, 2020 | Apr 11, 2020 |
| Lyle Russell Hatch | Gms Group other | Jeffrey Matthews Wealth Management, LLC independent RIA | Other | Sep 12, 2019 | Sep 18, 2019 |
| Damien Didier Gerald Caillault | Gms Group other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Sep 7, 2016 | Aug 29, 2016 |
| David James Lesko | Gms Group other | Stoever Glass Wealth Management, Inc. other | Other | Jun 13, 2016 | Aug 25, 2016 (73 d) |
| Owen Marc Zukovich | Gms Group other | Morgan Stanley wirehouse | Other | Feb 25, 2014 | Jul 17, 2014 (142 d) |
| Mitchell Hal Reback | Gms Group other | Oppenheimer & Co. Inc. other | Other | Apr 23, 2012 | Apr 24, 2012 |
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7 moves match.