DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Popular Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joel Martinez NavarroPopular Securities, LLC mixed wealthOriental Financial Services LLC independent RIARIA to RIAApr 9, 2025May 21, 2025 (42 d)
Raily J Diaz-RodriguezPopular Securities, LLC mixed wealthInsigneo Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2024Aug 14, 2024 (187 d)
Christian Del ToroPopular Securities, LLC mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Mar 26, 2024 (155 d)
Mayra Alejandra Corrada FernandezPopular Securities, LLC mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2021Aug 30, 2021 (48 d)
Jose Arturo Ramos RiosPopular Securities, LLC independent RIANpa Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2021Jan 21, 2021
Gabriel J Flores RuizPopular Securities, LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJul 24, 2019Nov 15, 2019 (114 d)
Lisette Vizcarrondo PerezPopular Securities, LLC mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 31, 2019Sep 2, 2020 (460 d)
Lee Daniel Cardona RodriguezPopular Securities, LLC mixed wealthX-Square Capital otherOtherMar 5, 2019Mar 14, 2019
Hipolito Claudio RosarioPopular Securities, LLC mixed wealthCitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2018Sep 25, 2018
Maria Del Carmen Maisonet GonzalezPopular Securities, LLC mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2018Nov 8, 2018 (65 d)
Enrique Jorge GelpiPopular Securities, LLC otherEnvestnet Pmc BD affiliatedOtherJan 4, 2018May 3, 2018 (119 d)
Jose R Jaunarena FerrariPopular Securities, LLC otherOppenheimer & Co. Inc. otherOtherNov 20, 2017Nov 21, 2017
Karlamary Aleman ApontePopular Securities, LLC otherFreedom Advisory otherOtherJun 13, 2017Jun 26, 2017
Robert Andres Homar LopezPopular Securities, LLC otherUBS Financial Services Inc. wirehouseOtherMar 27, 2017May 5, 2017 (39 d)
Roberto Luis Rivera VazquezPopular Securities, LLC otherFreedom Advisory otherOtherMar 13, 2017Apr 19, 2017 (37 d)
Alfredo A. CollazoPopular Securities, LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 10, 2014Sep 29, 2014
Ian M Deliz MoralesPopular Securities, LLC otherMorgan Stanley wirehouseOtherJul 24, 2014Aug 12, 2014
Alberto CastanerPopular Securities, LLC otherMorgan Stanley wirehouseOtherJun 27, 2014Jul 2, 2014
Jose Ivan Acosta JordanPopular Securities, LLC otherInvestacorp Advisory Services Inc otherOtherJan 8, 2014Sep 19, 2014 (254 d)
Alvin Lartigue CastroPopular Securities, LLC otherOppenheimer & Co. Inc. otherOtherNov 1, 2013Aug 27, 2015 (664 d)
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20 moves match.