DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Leo HerlihyCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherJan 28, 2016Jan 5, 2016
Philip Edward CowenCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherJan 28, 2016Jan 4, 2016
Kim Ann CheneveyCredit Suisse Securities (USA) LLC otherWilliam Blair & Company L.L.C. otherOtherJan 28, 2016Jan 6, 2016
Daniel Berces-UrbanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherJan 28, 2016Jan 4, 2016
Joel A DobbsCredit Suisse Securities (USA) LLC otherWilliam Blair & Company L.L.C. otherOtherJan 28, 2016Jan 6, 2016
Stephen KleimanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherJan 28, 2016Jan 4, 2016
Ronald David ParrishCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherJan 19, 2016Jan 4, 2016
Edward James AlexanderCredit Suisse Securities (USA) LLC otherAmeriprise Financial Services, LLC national BDOtherJan 19, 2016Jan 13, 2016
Elliott HutchinsonCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 28, 2015Dec 15, 2015
Keith WebsterCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 8, 2015
Robin YoshimuraCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 8, 2015
Sonya OliverCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 9, 2015
Craig Ray SwannCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 28, 2015Dec 17, 2015
Michael Steven NiesCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 28, 2015Jan 7, 2016
Michael SchannaCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 8, 2015
Todd Alan BairdCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 28, 2015Dec 21, 2015
Jeffrey TitusCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 16, 2015
Patricia Ann ThompsonCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 28, 2015Dec 17, 2015
David Joseph ChaseCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 28, 2015Dec 16, 2015
Jacqueline LazerusCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 28, 2015Dec 9, 2015
Paul GasparroCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 22, 2015Dec 11, 2015
Henry Bertram MoogCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 22, 2015Dec 8, 2015
Joseph Todd LernerCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 22, 2015Dec 11, 2015
Patience Jane RubyorCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 22, 2015Dec 14, 2015
Alan Lee DavisCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 22, 2015Dec 14, 2015
Anna Sarai WinderbaumCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 22, 2015Dec 11, 2015
Michelle Joan WendlingCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 22, 2015Dec 18, 2015
Jamie Robert NeroCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 22, 2015Dec 18, 2015
Diana Christina PatrascuCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 22, 2015Dec 11, 2015
Sarah Shivers BehrCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 22, 2015Dec 18, 2015
David Earl DelaneyCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 22, 2015Dec 14, 2015
Steven SojaCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 21, 2015Dec 7, 2015
James David GarrityCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 21, 2015Dec 21, 2015
Keith EvangelistCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 21, 2015Dec 11, 2015
Hugh Michael OdonnellCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 21, 2015Nov 30, 2015
Bret BakerCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 21, 2015Dec 7, 2015
Keith CaddenCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 21, 2015Nov 30, 2015
Charles Turner MckinneyCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
Sanford Michael KatzCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 18, 2015Dec 18, 2015
Barry James PechenikCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
David Joseph KeltonCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
Morgan Elaine FlemingCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
Hayden Lee GodatCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
Jerry Robert SneedCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 18, 2015Apr 12, 2018 (846 d)
Ashley D BaileyCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 2, 2015
Andrew Eugene FirstmanCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 17, 2015Nov 20, 2015
David Simeon GreeneCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 17, 2015Nov 20, 2015
Mark HorncastleCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 17, 2015Nov 20, 2015
Christian CramCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 17, 2015Nov 20, 2015
Shayla WorleyCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 17, 2015Nov 20, 2015
Richard Scott ZinmanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 20, 2015
Anthony Aris DertouzosCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 20, 2015
Joo Youn BoeCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 17, 2015
Sarah Elizabeth DamsgaardCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 16, 2015Nov 17, 2015
John D MorenoCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 19, 2015
Joseph DunnCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 24, 2015
Erica Marie KellyCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 30, 2015
Luke SutphinCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 17, 2015
Francis John MckiernanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Nov 25, 2015
Griffin Robert McquillingCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 16, 2015Dec 1, 2015
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706 moves match.