DFX Intelligence
Advisor moves
Arrivals at Rockefeller Capital ManagementWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
930 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Douglas Thelander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2021 | May 24, 2021 |
| Jennifer Bacon Pearson | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2021 | May 14, 2021 |
| Kostantinos Robert Kapetanos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2021 | Jun 9, 2021 |
| Carter Beck | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2021 | May 20, 2021 |
| Stefan Wilford Oglevee | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | Apr 30, 2021 |
| Jannah Llewellyn Devine | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | Apr 30, 2021 |
| Stefan Max Oglevee | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | Apr 30, 2021 |
| Justin Robert Medeiros | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | Apr 30, 2021 |
| James Christopher Augustine | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2021 | Apr 1, 2021 |
| Joseph Joakim Valasiadis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2021 | May 3, 2021 |
| John Edward Low | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Jennifer Kay Byrne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Kristen Palazeti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Jeffrey Hurst Miller | Wells Fargo Advisors wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2021 | Apr 12, 2021 |
| Londa Gaye Willems | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 1, 2021 |
| David George Lloyd | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 1, 2021 |
| Charles E Ellzey Hoffman Jr. | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 1, 2021 |
| Jeffrey Scott Anderson | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 1, 2021 |
| Eli Isaac Boussi | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 8, 2021 |
| Olivia Salas Roppolo | Inscription Capital, LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2021 | Apr 15, 2021 |
| Stewart Staunton | Wells Fargo Advisors wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2021 | Apr 28, 2021 |
| Benjamin Joseph Helvey | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2021 | Mar 11, 2021 |
| Bernard A Machlovitch | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2021 | Mar 11, 2021 |
| Hans S Maentz | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2021 | Mar 11, 2021 |
| Debra Andrea Veselitza | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2021 | Mar 17, 2021 |
| Michael J Fieler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 22, 2021 |
| Ross John Hambleton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 19, 2021 |
| Phillip Suarez | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 17, 2021 |
| Matthew Hambleton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 19, 2021 |
| Andrew T Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 19, 2021 |
| Margaret Ann Hawk Kaiser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 22, 2021 | Mar 19, 2021 |
| Wayne Maynard Janus | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Christy Elaine Pedersen | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Brian James Henderson | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Mia Lynn Cardwell | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Michael Angelo Loizzi | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Craig Steven Janus | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Brian Richard Kamin | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Mathew Trevor Klody | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Sarah Anne Madison | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Maria Ann Schuster | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Michelle L Pecyna | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2021 | Mar 1, 2021 |
| Elmer Eugene Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 15, 2021 |
| Patricia Lynn Lawyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 15, 2021 |
| Brett R Daniels | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 5, 2021 |
| Sylvia May Hydrick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2021 | Mar 5, 2021 |
| Hai-Uy Tran Dang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2021 | Feb 26, 2021 |
| Alpesh R Patel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2021 | Feb 26, 2021 |
| Matthew Birkett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2021 | Feb 26, 2021 |
| Chris M Iwamasa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2021 | Feb 26, 2021 |
| Darren Jay Siegrist | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2021 | Feb 26, 2021 |
| Matthew Michael Richeda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2021 | Feb 19, 2021 |
| Christopher Robert Farr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2021 | Feb 19, 2021 |
| Casey Collins Clark | Glenmede Investment Management, LP other | Rockefeller Capital Management BD affiliated | Other | Feb 3, 2021 | Feb 14, 2021 |
| Kyle Benjamin Faro | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2021 | Jan 15, 2021 |
| Nelson Frederick Faro | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 21, 2021 |
| Lisa Beth Tarshis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |
| Forrest Michael Faro | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 21, 2021 |
| Christopher Michael Bell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |
| Thomas Crete Tabor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |