DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Zacks Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Michael Glass	Pgim Investments LLC other	Zacks Investment Management, Inc. other	Other	May 7, 2007	Apr 27, 2009 (721 d)
Gregory Charles Murphy	LPL Financial LLC other	Zacks Investment Management, Inc. other	Other	Feb 6, 2007	Jul 10, 2009 (885 d)
Gregory Curtis Huffman	Fisher Investments other	Zacks Investment Management, Inc. other	Other	Jan 3, 2007	Mar 30, 2007 (86 d)
Herbert Lawrence Brown	Herbert Lawrence Consultants, Inc. unclassified	Zacks Investment Management, Inc. other	Other	Dec 31, 2006	Apr 21, 2006
Randy Herman Leclair	Optsecurities, LLC unclassified	Zacks Investment Management, Inc. other	Other	Nov 14, 2006	Nov 10, 2006
Wayne Edward Lockwood	MML Investors Services, LLC other	Zacks Investment Management, Inc. other	Other	Nov 2, 2006	Oct 16, 2006
Joseph Bernard Peck	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Zacks Investment Management, Inc. other	Other	Oct 5, 2006	Oct 2, 2006
Brad Stephen Gaglione	Janney Montgomery Scott LLC other	Zacks Investment Management, Inc. other	Other	Jun 22, 2006	Jun 16, 2006
Stephen T Straw	Charles Schwab & Co., Inc. national BD	Zacks Investment Management, Inc. other	Other	Jan 11, 2006	Apr 21, 2006 (100 d)
Lucien Eugene Craig	Fisher Investments other	Zacks Investment Management, Inc. other	Other	Dec 14, 2005	Feb 7, 2006 (55 d)
Matthew Schaeffer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Zacks Investment Management, Inc. other	Other	Dec 8, 2005	Jun 1, 2006 (175 d)
Michael Alan Johnson	Pillar Capital Advisors, LLC unclassified	Zacks Investment Management, Inc. other	Other	Oct 31, 2005	Jun 15, 2006 (227 d)
David Renko	Citigroup Global Markets Inc. other	Zacks Investment Management, Inc. other	Other	Sep 16, 2005	May 24, 2006 (250 d)
Lawrence David Zerg	Morgan Stanley Dw Inc. unclassified	Zacks Investment Management, Inc. mixed wealth	Other	Aug 24, 2005	Jan 7, 2026 (7441 d)
Manish Jain	Raymond James Financial Services, Inc. unclassified	Zacks Investment Management, Inc. other	Other	Nov 3, 2004	Oct 9, 2007 (1070 d)
Peter Vlagos	Charles Schwab & Co., Inc. national BD	Zacks Investment Management, Inc. other	Other	Aug 12, 2004	Mar 25, 2005 (225 d)
Jonas M Zamora	Citicorp Investment Services unclassified	Zacks Investment Management, Inc. other	Other	May 28, 2004	Jun 22, 2004
Casper Merle Terpinski	LPL Financial LLC other	Zacks Investment Management, Inc. other	Other	Mar 12, 2004	Aug 8, 2008 (1610 d)
Michael R Willeford	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Zacks Investment Management, Inc. other	Other	Jan 8, 2003	Apr 25, 2011 (3029 d)
Brian Gordon Langenkamp	E*Trade Capital Management, LLC other	Zacks Investment Management, Inc. other	Other	Dec 18, 2002	Apr 30, 2004 (499 d)
Christian Edward Nelson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Zacks Investment Management, Inc. other	Other	Nov 7, 2002	Dec 24, 2008 (2239 d)
Andrew R Zimmer	Banc One Securities Corporation unclassified	Zacks Investment Management, Inc. other	Other	Jul 11, 2002	Aug 15, 2002 (35 d)

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82 moves match.