DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Swbc Investment Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Salvador ChavezBbva Compass Investment Solutions, Inc unclassifiedSwbc Investment Company otherOtherJan 28, 2009Mar 11, 2009 (42 d)
Frank AcostaSagepoint Financial, Inc. otherSwbc Investment Company otherOtherNov 4, 2008Nov 3, 2008
Nahid Karim KarimjeeLPL Financial LLC otherSwbc Investment Company otherOtherSep 4, 2008Sep 11, 2008
James Brian HusseyValic Financial Advisors, Inc. otherSwbc Investment Company otherOtherJul 30, 2008Aug 4, 2008
Karen Anne NumiUmb Financial Services, Inc. no RAUMSwbc Investment Company otherOtherJun 24, 2008Jun 27, 2008
Craig Roger PerkinsOsaic Wealth, Inc. otherSwbc Investment Company otherOtherApr 1, 2008Apr 1, 2008
Hector Daniel NinoTransamerica Financial Advisors, Inc. unclassifiedSwbc Investment Company otherOtherFeb 26, 2008Feb 20, 2008
Brett Dunstan WalkerEdward Jones national BDSwbc Investment Company otherOtherFeb 5, 2008Feb 4, 2008
Robert Fred BouvierCuna Brokerage Services, Inc. otherSwbc Investment Company otherOtherJan 4, 2008May 20, 2009 (502 d)
William Allen BartonNfp Advisor Services, LLC otherSwbc Investment Company otherOtherAug 2, 2007Aug 15, 2007
Roger Adrian VersteegCuna Brokerage Services, Inc. otherSwbc Investment Company otherOtherJul 10, 2007Dec 7, 2007 (150 d)
Keith Richard UebeleinBanc Of America Investment Services, Inc. unclassifiedSwbc Investment Company otherOtherJul 5, 2007Mar 4, 2008 (243 d)
John Joseph DallahanCetera Advisor Networks LLC otherSwbc Investment Company otherOtherMay 8, 2007Nov 21, 2006
Neil Howard KalbUsaa Investment Services Company otherSwbc Investment Company otherOtherMar 6, 2007Mar 4, 2008 (364 d)
Jonathan Patrick SheetsCetera Advisor Networks LLC otherSwbc Investment Company otherOtherDec 31, 2006Jan 5, 2007
Paul Gregory GroverCetera Advisor Networks LLC otherSwbc Investment Company otherOtherDec 31, 2006Jan 5, 2007
James Arthur SimpsonCetera Advisor Networks LLC otherSwbc Investment Company otherOtherDec 31, 2006Jan 5, 2007
Gregory Ryan ThompsonCetera Advisor Networks LLC otherSwbc Investment Company otherOtherDec 31, 2006Jan 5, 2007
Stephen Lawrence ChambersVsr Advisory Services otherSwbc Investment Company otherOtherDec 31, 2006Jan 31, 2007 (31 d)
Ross Michael Van KlaverenA. G. Edwards & Sons, Inc. unclassifiedSwbc Investment Company otherOtherJun 26, 2006Jan 5, 2007 (193 d)
Don Robert GuessTd Ameritrade, Inc. no RAUMSwbc Investment Company otherOtherFeb 1, 2006Jan 5, 2007 (338 d)
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81 moves match.