DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneascent Financial Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael KuckelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOneascent Financial Services LLC no RAUMOtherDec 19, 2017Dec 20, 2017
Trina L HannerBeacon Wealth Consultants, Inc. otherOneascent Financial Services LLC no RAUMOtherNov 29, 2017Nov 1, 2017
Stacey Ann ZahoranskiBeacon Wealth Consultants, Inc. otherOneascent Financial Services LLC no RAUMOtherNov 29, 2017Nov 1, 2017
Felix Marcus TankersleyPnc Wealth Management otherOneascent Financial Services LLC no RAUMOtherAug 30, 2017Aug 30, 2017
Laura Steffey MossBeacon Wealth Consultants, Inc. otherOneascent Financial Services LLC no RAUMOtherAug 29, 2017Sep 20, 2017
William Robert HinesThe Fiduciary Alliance otherOneascent Financial Services LLC no RAUMOtherAug 16, 2017Sep 28, 2017 (43 d)
Hope Michele StrongAmeriprise Financial Services, LLC national BDOneascent Financial Services LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 23, 2017Mar 22, 2017
Robert Hays LatimerAmeriprise Financial Services, LLC national BDOneascent Financial Services LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 22, 2017Mar 22, 2017
Cavett Robert CooperAmeriprise Financial Services, LLC national BDOneascent Financial Services LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 22, 2017Mar 22, 2017
Alex GastAmeriprise Financial Services, LLC national BDOneascent Financial Services LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 22, 2017Mar 22, 2017
Harry Noble PearsonAmeriprise Financial Services, LLC national BDOneascent Financial Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2017Apr 5, 2018 (408 d)
Thomas James ClaudHolland Advisory Services, Inc. otherOneascent Financial Services LLC independent RIAOtherSep 19, 2016Apr 26, 2022 (2045 d)
Mitchell Stanley MartinAsset & Financial Planning, Ltd otherOneascent Financial Services LLC independent RIAOtherMay 1, 2009Sep 16, 2022 (4886 d)
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73 moves match.