| Bradley Stuart Williams | Concourse Financial Group Advisors other | Sound Income Strategies, LLC other | Other | Jun 29, 2016 | Jul 11, 2016 |
| David Alan Eissman | Horter Investment Management, LLC other | Sound Income Strategies, LLC other | Other | May 6, 2016 | May 6, 2016 |
| Patrick Carroll Peason | Harvest Financial Group, LLC other | Sound Income Strategies, LLC other | Other | Feb 12, 2016 | Feb 12, 2016 |
| Mark Waldo Graber | Spc other | Sound Income Strategies, LLC other | Other | Dec 17, 2015 | Dec 1, 2015 |
| Mark Stephen Falter | Investors Capital Advisory other | Sound Income Strategies, LLC other | Other | Nov 16, 2015 | Apr 16, 2015 |
| Matthew Perry Johnson | Creativeone Securities, LLC other | Sound Income Strategies, LLC other | Other | Aug 12, 2015 | Jul 1, 2015 |
| David Joseph Scranton | Investment Advisors Corp other | Sound Income Strategies, LLC no RAUM | Other | Nov 6, 2014 | Nov 4, 2014 |
| Richard Buel Bates | Integrity Investment & Tax Advisory, LLC unclassified | Sound Income Strategies, LLC no RAUM | Other | Dec 31, 2012 | Dec 8, 2014 (707 d) |
| Stuart Craig Chamberlin | Asset & Financial Planning, Ltd other | Sound Income Strategies, LLC independent RIA | Other | Sep 20, 2012 | May 26, 2020 (2805 d) |
| Eric J Lutton | Leonard And Company other | Sound Income Strategies, LLC other | Other | Apr 4, 2012 | Sep 23, 2015 (1267 d) |
| Abbas Danesh | Connecticut Investment Management unclassified | Sound Income Strategies, LLC other | Other | Dec 11, 2009 | Jan 8, 2018 (2950 d) |
| Michael Hollis Stewart | Fifth Third Securities, Inc. other | Sound Income Strategies, LLC other | Other | May 2, 2008 | May 28, 2015 (2582 d) |
| Charles Burton Radlauer | Morgan Stanley Dw Inc. unclassified | Sound Income Strategies, LLC independent RIA | Other | Aug 23, 2002 | Jan 12, 2023 (7447 d) |