| Jason Scott Swedo | Amg Distributors, Inc. unclassified | First Trust Advisors LP other | Other | Dec 18, 2009 | Jan 25, 2010 (38 d) |
| Tobin Matthew Crowder | Lord, Abbett & Co. LLC other | First Trust Advisors LP other | Other | Oct 2, 2009 | Nov 19, 2009 (48 d) |
| Stephen John Yock | Cetera Investment Advisers LLC other | First Trust Advisors LP other | Other | Aug 5, 2009 | Jan 11, 2010 (159 d) |
| Robert Leo Derochie | Stonebridge Advisors LLC other | First Trust Advisors LP other | Other | May 7, 2009 | Apr 24, 2009 |
| Aaron Scott Castle | Guggenheim Investments other | First Trust Advisors LP other | Other | Nov 4, 2008 | Jun 4, 2012 (1308 d) |
| Rikka Marie Erway | Guggenheim Investments other | First Trust Advisors LP other | Other | May 12, 2008 | Nov 16, 2011 (1283 d) |
| Michael James Rodgers | Cuna Brokerage Services, Inc. other | First Trust Advisors LP other | Other | Apr 15, 2008 | Nov 21, 2008 (220 d) |
| Alyssa Anne Dalby | Calamos Advisors LLC other | First Trust Advisors LP other | Other | Nov 20, 2007 | Aug 14, 2014 (2459 d) |
| Mark Lucas Xeros | Vestor Capital Partners, LLC other | First Trust Advisors LP other | Other | Jun 4, 2007 | Sep 21, 2011 (1570 d) |
| Joshua G. Gongaware | Keybanc Capital Markets Inc. unclassified | First Trust Advisors LP other | Other | Feb 20, 2007 | Nov 21, 2008 (640 d) |
| Cal Jason Smith | Wells Fargo Investments, LLC unclassified | First Trust Advisors LP other | Other | Feb 13, 2007 | Dec 12, 2011 (1763 d) |
| Michael Paul Glas | Chase Investment Services Corp. other | First Trust Advisors LP other | Other | Jan 12, 2007 | Oct 23, 2008 (650 d) |
| Bonnie Beth Belskis | Calamos Advisors LLC other | First Trust Advisors LP other | Other | Jul 24, 2006 | Sep 30, 2011 (1894 d) |
| Alexander P Brozyna | Chase Investment Services Corp. other | First Trust Advisors LP other | Other | Apr 11, 2006 | Mar 19, 2009 (1073 d) |
| Michael John Darr | Suntrust Investment Services, Inc. other | First Trust Advisors LP other | Other | Feb 1, 2006 | Oct 22, 2008 (994 d) |
| Brett Colby Egner | Guggenheim Investments other | First Trust Advisors LP other | Other | Jan 11, 2006 | Oct 21, 2011 (2109 d) |
| Benjamin A Burger | Morgan Stanley Dw Inc. unclassified | First Trust Advisors LP other | Other | Aug 29, 2005 | Mar 12, 2009 (1291 d) |
| Daniel J Blong | Morgan Stanley Dw Inc. unclassified | First Trust Advisors LP other | Other | Aug 12, 2005 | Oct 31, 2011 (2271 d) |
| Sean Dempsey Moriarity | Banc Of America Investment Services, Inc. unclassified | First Trust Advisors LP other | Other | Aug 11, 2005 | Oct 22, 2008 (1168 d) |
| Miodrag Spasojevic | Banc One Securities Corporation unclassified | First Trust Advisors LP other | Other | Jun 7, 2005 | Mar 26, 2009 (1388 d) |
| John Joseph Osullivan | Guggenheim Investments other | First Trust Advisors LP other | Other | May 23, 2005 | Nov 23, 2011 (2375 d) |
| Channon Christopher Cain | Ameriprise Financial Services, LLC national BD | First Trust Advisors LP asset manager | Other | Apr 8, 2005 | Feb 11, 2019 (5057 d) |
| Brian Thomas Taylor | UBS Financial Services Inc. wirehouse | First Trust Advisors LP other | Other | Aug 19, 2004 | Dec 15, 2011 (2674 d) |
| Michael Wayne York | Banc Of America Investment Services, Inc. unclassified | First Trust Advisors LP other | Other | Jun 11, 2004 | Jan 11, 2010 (2040 d) |
| Michael Crane Britt | Great Companies LLC unclassified | First Trust Advisors LP other | Other | Jan 5, 2004 | Oct 4, 2011 (2829 d) |
| Colette L Beaumont | Calamos Advisors LLC other | First Trust Advisors LP other | Other | Aug 4, 2003 | Jan 20, 2012 (3091 d) |
| Steven Martin Collins | Waddell & Reed other | First Trust Advisors LP asset manager | Other | May 29, 2003 | Apr 6, 2020 (6157 d) |
| Joseph George Chirempes | Banc One Securities Corporation unclassified | First Trust Advisors LP other | Other | Feb 4, 2003 | Dec 1, 2011 (3222 d) |