| Scott Matthew Pittman | Edward Jones national BD | Calton & Associates, Inc. other | Other | Aug 14, 2009 | Jan 27, 2010 (166 d) |
| Gerald Boyd Glick | Transamerica Financial Advisors, LLC other | Calton & Associates, Inc. other | Other | Jul 13, 2009 | Jun 30, 2009 |
| Michael P. Magee | Oneamerica Securities, Inc. other | Calton & Associates, Inc. other | Other | Jun 8, 2009 | Jun 23, 2009 |
| Gregory John Orenic | Charles Schwab & Co., Inc. national BD | Calton & Associates, Inc. other | Other | Apr 16, 2009 | Sep 1, 2010 (503 d) |
| Brian Cameron Carlson | Nrp Financial, Inc. unclassified | Calton & Associates, Inc. other | Other | Oct 27, 2008 | Nov 5, 2012 (1470 d) |
| Byron Keith Crosby | Invest Financial Corporation other | Calton & Associates, Inc. independent RIA | Other | Jul 18, 2006 | Dec 23, 2019 (4906 d) |
| Andrew B Adams | New England Securities Corporation other | Calton & Associates, Inc. other | Other | Jan 11, 2006 | Jun 19, 2006 (159 d) |
| Jai Tarachand Doshi | Choice Investments, Inc. unclassified | Calton & Associates, Inc. other | Other | Dec 31, 2005 | Mar 14, 2006 (73 d) |
| Haddon B Libby | Banc Of America Investment Services, Inc. unclassified | Calton & Associates, Inc. other | Other | Nov 2, 2005 | Feb 12, 2015 (3389 d) |
| Roger Allen Rekate | Heartland Financial Advisors Group, Inc. unclassified | Calton & Associates, Inc. other | Other | Dec 31, 2004 | Jan 3, 2006 (368 d) |
| Kenneth Wayne Albert | Sicor Securities Inc unclassified | Calton & Associates, Inc. other | Other | Jun 28, 2004 | Jul 1, 2004 |
| Kevin Michael Polheber | Lasalle Financial Services, Inc. unclassified | Calton & Associates, Inc. other | Other | Jun 2, 2004 | Mar 14, 2008 (1381 d) |
| Jerry Nightingale Everwine | Usallianz Securities, Inc. unclassified | Calton & Associates, Inc. other | Other | Jan 5, 2004 | Mar 12, 2004 (67 d) |
| Ronald Kevin Holmes | Usallianz Securities, Inc. unclassified | Calton & Associates, Inc. independent RIA | Other | Dec 31, 2003 | Feb 16, 2026 (8083 d) |
| Angelo Chris Angelou | Locust Street Securities, Inc. unclassified | Calton & Associates, Inc. other | Other | Aug 26, 2003 | Sep 11, 2003 |
| Matthew Charles Weber | William R. Hough & Co. unclassified | Calton & Associates, Inc. independent RIA | Other | Dec 31, 2002 | Dec 16, 2024 (8021 d) |
| Robert Donald Anderson | Morgan Stanley Dw Inc. unclassified | Calton & Associates, Inc. independent RIA | Other | Nov 21, 2002 | Jan 1, 2025 (8077 d) |