DFX Intelligence
Advisor moves
Arrivals at Concurrent Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Gray | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 12, 2023 |
| Wendy Anne Kohl | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 17, 2023 |
| William Yngve Rice | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Mar 31, 2023 |
| John Reeber | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 19, 2023 |
| Matthew George Sorisho | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 17, 2023 |
| Kimberly Lynn Corrente | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Apr 11, 2023 |
| Carolyn Parenti-Pearson | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 11, 2023 |
| William Yngve Rice | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Mar 31, 2023 |
| Joseph Lane Knox | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Mar 31, 2023 |
| Eduardo Augsten | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | May 31, 2023 (56 d) |
| Daniel Albert Roeske | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2023 | Mar 24, 2023 |
| Keith David Huberman | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2023 | Mar 23, 2023 |
| Scott Christopher Benson | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2023 | Mar 13, 2023 |
| Alec Frank Price | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Feb 21, 2023 | Feb 17, 2023 |
| Alan Scott Cohen | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 23, 2023 | Jan 24, 2023 |
| Richard S Danielson | Benjamin F. Edwards & Company, Incorporated BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2023 | Jan 9, 2023 |
| Douglas C Tate | Benjamin F. Edwards & Company, Incorporated BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2023 | Jan 9, 2023 |
| Tracie Louise Bailey | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 9, 2023 | Feb 1, 2023 |
| Michael Jay Matthews | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 16, 2022 | Dec 19, 2022 |
| Gary Todd Fouts | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2022 | Dec 2, 2022 |
| Alexander Logan Reed | Cwm, LLC BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2022 | Nov 21, 2022 |
| Stephen Edward Bielke | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Dec 4, 2023 (368 d) |
| Nicholas Randall Klein | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Feb 27, 2023 (88 d) |
| Courtney Tara Haddad | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2022 | Nov 21, 2022 |
| Erin Campbell Jones | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Oct 2, 2023 (475 d) |
| Nathan Matthew Lenz | Wealthshield LLC no RAUM | Concurrent Investment Advisors, LLC independent RIA | Other | Jun 1, 2022 | Jan 6, 2025 (950 d) |
| Timothy Warren Bailey | Fisher Investments independent RIA | Concurrent Investment Advisors, LLC independent RIA | RIA to RIA | May 25, 2022 | May 18, 2024 (724 d) |
| Brooke Jackson Mcleod | United Capital Financial Advisors independent RIA | Concurrent Investment Advisors, LLC independent RIA | RIA to RIA | May 21, 2019 | Oct 2, 2023 (1595 d) |
| April Marie Sheldon | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2014 | Jan 14, 2025 (3667 d) |
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209 moves match.