DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Richard Confer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2021 | Mar 4, 2021 |
| Brandy Rae Plocinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2021 | Mar 4, 2021 |
| Allen W Kiessling | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2021 | Mar 4, 2021 |
| Courtney Kasenchak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2021 | Mar 4, 2021 |
| Craig Allen Lewis | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2021 | Mar 10, 2021 |
| Aprenea Mccutchen | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2021 | Feb 16, 2021 |
| Mark Alton Foley | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2021 | Feb 12, 2021 |
| William E. Orielly | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | May 18, 2023 (820 d) |
| Chase Franklin Alcorn | LPL Financial LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 17, 2021 |
| Noel Franklin Simons | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2021 | Feb 4, 2021 |
| Richard Scott Phelan | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2021 | Jan 15, 2021 |
| Kevin Todd Myers | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2021 | Jan 15, 2021 |
| Brian Halter | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2021 | Sep 27, 2021 (250 d) |
| Cindy M Hions-Dayoub | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |
| John Francis Demichael | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2020 | Jan 17, 2025 (1492 d) |
| William Simeon Simpson | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2020 | Feb 1, 2021 (49 d) |
| William Michael Stacks | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Nov 25, 2020 |
| Amy Robin Raisman | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Nov 30, 2020 |
| Lynn F Vernillo | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 7, 2020 | Dec 2, 2020 |
| Dustin Knight Young | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Oct 30, 2020 |
| Roark Aaron Young | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2020 | Oct 30, 2020 |
| Margaret Nelson Keith | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2020 | Oct 27, 2020 |
| Jason Richard Wolff | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2020 | Oct 27, 2020 |
| Justin Wayne Bryson | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2020 | Oct 27, 2020 |
| Garrett D Hofer | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2020 | Sep 17, 2020 |
| Julianne Marie Joly | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2020 | Oct 9, 2020 |
| Jeffrey Aaron Covitz | Epg Incorporated other | Janney Montgomery Scott LLC BD affiliated | Other | Oct 8, 2020 | Sep 29, 2020 |
| F. Houghton Phillips | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2020 | Sep 30, 2020 |
| Karen Cecilia Burkhart | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2020 | Sep 30, 2020 |
| Stephen Edward Krakower | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 28, 2020 | Sep 25, 2020 |
| Gary Edward Mcgovern | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Sep 24, 2020 |
| Paul Elmer Townsend | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2020 | Sep 21, 2020 |
| Luke Andrew Dowd | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2020 | Sep 4, 2020 |
| Thomas Henry Wilson | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 15, 2020 |
| Stacy Rae Wolford | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 10, 2020 |
| Joshua Michael White | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 10, 2020 |
| Mandeep Singh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2020 | Feb 26, 2021 (235 d) |
| Selden Paul Staples | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2020 | Jun 30, 2020 |
| Gregory Finley Young | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 15, 2020 |
| Elizabeth Anne Young | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 15, 2020 |
| Amy Begnaud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2020 | Jun 19, 2020 |
| Gary Begnaud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2020 | Jun 19, 2020 |
| Jennifer C Cutolo | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 15, 2020 |
| Brian Murphy Gary | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 15, 2020 |
| Jeff William Sellers | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jun 12, 2020 |
| Pat Joseph Ingrassia | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2020 | May 21, 2020 |
| Stephen Burleson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2020 | Jun 1, 2020 |
| Wilson Collett Kistler | Karner Blue Capital, LLC asset manager | Janney Montgomery Scott LLC BD affiliated | Other | May 28, 2020 | Jul 7, 2022 (770 d) |
| Todd David Bernstein | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2020 | Apr 27, 2020 |
| Barry Edwin Horne | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2020 | May 1, 2020 |
| Jillian Horne Rhyner | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2020 | May 1, 2020 |
| Timothy James Ratty | Cambridge Investment Research Advisors, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2020 | Jul 17, 2020 (105 d) |
| Abraham Paul Horowitz | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2020 | Mar 9, 2020 |
| Sheryl Dawn Oswald | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2020 | Mar 6, 2020 |
| Thomas Edward Seger | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Mar 3, 2020 |
| Jimmy Ray Hare | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2020 | Feb 27, 2020 |
| Braden Thomas Radcliff | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2020 | Feb 7, 2020 |
| Vito Anthony Tango | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2020 | Jan 31, 2020 |
| Carmine A Tango | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2020 | Jan 31, 2020 |
| Avery Sellmann Rodts | Gratus Capital, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2020 | Feb 24, 2020 (33 d) |
1,090 moves match.