DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Evergreen Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barrett Carter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Evergreen Capital Management Inc state registered | Wirehouse to a state-registered adviser | Oct 23, 2019 | Feb 26, 2020 (126 d) |
| Raymond Joseph Kozicki | Horter Investment Management, LLC other | Evergreen Capital Management Inc state registered | Other | Aug 24, 2017 | Aug 30, 2017 |
| Charles Clemons | Waddell & Reed other | Evergreen Capital Management Inc state registered | Other | Nov 11, 2013 | Nov 7, 2013 |
| Larry Michael Hightower | Bmo Harris Financial Advisors, Inc other | Evergreen Capital Management Inc state registered | Other | Apr 30, 2013 | Feb 16, 2016 (1022 d) |
| Earl Julius Johnson | Waddell & Reed other | Evergreen Capital Management Inc state registered | Other | Dec 8, 2011 | Jan 25, 2012 (48 d) |
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5 moves match.