DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thomaspartners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Carl Smith | Journey Capital Advisers, LLC state registered | Thomaspartners, Inc. other | Other | Sep 22, 2016 | Nov 4, 2016 (43 d) |
| Matthew Michael Gugliemini | Wells Fargo Advisors wirehouse | Thomaspartners, Inc. other | Other | Jun 23, 2014 | Aug 7, 2017 (1141 d) |
| Mark A Mahoney | Mfs Institutional Advisors Inc. other | Thomaspartners, Inc. other | Other | Jul 12, 2011 | Aug 2, 2011 |
| Amos Webster Robinson | Charles Schwab & Co., Inc. national BD | Thomaspartners, Inc. other | Other | Dec 12, 2006 | Jun 30, 2008 (566 d) |
| William Wymond Verity | Verity Investment Partners other | Thomaspartners, Inc. other | Other | Dec 31, 2002 | May 21, 2004 (507 d) |
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5 moves match.