DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Austin Asset

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Guillermo Enrique Pestana MullerDimensional Fund Advisors LP asset managerAustin Asset independent RIAOtherMay 20, 2026Aug 19, 2026 (91 d)
Preeti NarayanCfm Wealth Partners LLC independent RIAAustin Asset independent RIARIA to RIAJan 15, 2026Feb 23, 2026 (39 d)
Jack Daniel CowlingWaterway Wealth Management, L.L.C. independent RIAAustin Asset independent RIARIA to RIASep 17, 2024Nov 27, 2024 (71 d)
David Scott WalkerTd Ameritrade Investment Management, LLC independent RIAAustin Asset independent RIARIA to RIASep 7, 2023Aug 19, 2026 (1077 d)
Alexis Sabrina GarzaCharles Schwab & Co., Inc. national BDAustin Asset independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2023Dec 8, 2023 (158 d)
Yuanyuan CheThe Connemara Group, LLC independent RIAAustin Asset independent RIARIA to RIAJun 9, 2022Mar 30, 2023 (294 d)
Danqin FangEvensky & Katz/Foldes Wealth Management independent RIAAustin Asset independent RIARIA to RIAAug 6, 2021Sep 17, 2021 (42 d)
Jessica Moller ForrestCoyle Capital, LLC independent RIAAustin Asset independent RIARIA to RIAJun 23, 2021Mar 6, 2020
Victoria Blake BurressCharles Schwab & Co., Inc. national BDAustin Asset independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2020Jan 4, 2021
Clayton BooneDimensional Fund Advisors LP asset managerAustin Asset independent RIAOtherMar 27, 2019Apr 10, 2019
Joshua Elessar CliffordDimensional Fund Advisors LP otherAustin Asset otherOtherMay 1, 2017May 25, 2017
Thomas James StevensonLucien Stirling & Gray Advisory Group Inc otherAustin Asset otherOtherNov 18, 2014Feb 12, 2015 (86 d)
Kenneth Wayne PriceRiverstone Wealth Management otherAustin Asset otherOtherFeb 21, 2007Jun 27, 2007 (126 d)
Jonathan David DavisonRBC Capital Markets, LLC national BDAustin Asset otherOtherJul 21, 2006Oct 25, 2006 (96 d)
Page 1 of 1
14 moves match.