DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Resource Consulting Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Blair Driver | Driver Capital, LLC unclassified | Resource Consulting Group independent RIA | Other | Aug 30, 2022 | Sep 21, 2022 |
| Set Carpintero | Vintage Financial Services LLC independent RIA | Resource Consulting Group independent RIA | RIA to RIA | Apr 18, 2022 | Jun 7, 2022 (50 d) |
| Jacob Warren Land | Schwab Wealth Advisory, Inc. BD affiliated | Resource Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2019 | Jan 31, 2019 |
| Jennifer Marie Davis | Charles Schwab & Co., Inc. national BD | Resource Consulting Group other | Other | Nov 14, 2017 | Jan 5, 2018 (52 d) |
| Amy Lynn Lasris Davis | Gfo Advisory Services, LLC other | Resource Consulting Group other | Other | Jul 3, 2015 | Aug 19, 2015 (47 d) |
| Gregg Alexander Biro | Wells Fargo Advisors wirehouse | Resource Consulting Group other | Other | May 27, 2010 | Sep 15, 2015 (1937 d) |
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6 moves match.