| Daniel Brook Wanzenberg | Moody Aldrich Partners, LLC mixed wealth | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Apr 17, 2026 | May 21, 2026 (34 d) |
| Daniel Glenn Sievers | Sawbill Capital LLC unclassified | Dana Investment Advisors Inc mixed wealth | Other | Dec 26, 2025 | Jan 5, 2026 |
| James Charles Janikowski | Legacy Capital Partners, Inc. independent RIA | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Jun 6, 2022 | Jun 1, 2022 |
| Thomas J Wickman | Legacy Capital Partners, Inc. independent RIA | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Jun 3, 2022 | Jun 1, 2022 |
| Garrett Joseph Brigman | Legacy Capital Partners, Inc. independent RIA | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Jun 3, 2022 | Jun 1, 2022 |
| Jeffry J Brigman | Legacy Capital Partners, Inc. independent RIA | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Jun 3, 2022 | Jun 1, 2022 |
| Shane David Morris | Primerica Advisors national BD | Dana Investment Advisors Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2021 | Oct 7, 2022 (294 d) |
| Mikhail I Alkhazov | Ziegler Capital Management, LLC mixed wealth | Dana Investment Advisors Inc mixed wealth | RIA to RIA | Jun 23, 2020 | Jan 5, 2026 (2022 d) |
| Rocco Joseph Fiordelisi | Wells Fargo Advisors wirehouse | Dana Investment Advisors Inc other | Other | Jul 23, 2013 | Mar 6, 2015 (591 d) |
| Duane Rudolph Roberts | Cimarron Asset Management, LLC unclassified | Dana Investment Advisors Inc other | Other | Jun 5, 2009 | Nov 10, 2009 (158 d) |
| Noaman A.Q. Sharief | Sovereign Advisers unclassified | Dana Investment Advisors Inc other | Other | Feb 3, 2009 | May 21, 2009 (107 d) |
| Sean Andrew Mcleod | M&I Investment Management Corp. other | Dana Investment Advisors Inc mixed wealth | Other | Apr 27, 2004 | Nov 30, 2021 (6426 d) |
| Gregory Alan Dahlman | Morgan Dempsey Capital Management LLC other | Dana Investment Advisors Inc other | Other | Jul 16, 2002 | Nov 17, 2009 (2681 d) |