DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Horan Capital Management,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Cullen CheneyStrategic Advisers LLC national BDHoran Capital Management,LLC otherOtherJan 8, 2013Dec 27, 2016 (1449 d)
Samrang Vattana HaiThe L. Warner Companies, Inc otherHoran Capital Management,LLC otherOtherMar 3, 2009Nov 21, 2016 (2820 d)
Ryan Steven SerrecchiaTd Ameritrade Investment Management, LLC otherHoran Capital Management,LLC otherOtherFeb 14, 2008Mar 24, 2008 (39 d)
Thomas Jon CasperWells Fargo Advisors wirehouseHoran Capital Management,LLC otherOtherDec 4, 2007Jul 2, 2009 (576 d)
Jay Paul SchumanT. Rowe Price Advisory Services, Inc. no RAUMHoran Capital Management,LLC otherOtherJun 6, 2007Nov 21, 2016 (3456 d)
Christina Lynn GarlandCharles Schwab & Co., Inc. national BDHoran Capital Management,LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2004Jun 27, 2019 (5435 d)
Page 1 of 1
6 moves match.