DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cornerstone Capital Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas G KennedyGlobal Retirement Partners LLC otherCornerstone Capital Advisors independent RIAOtherMay 18, 2017Apr 10, 2018 (327 d)
Amanda Kaye LyonsPrincipal Securities, Inc. otherCornerstone Capital Advisors otherOtherAug 10, 2015Aug 5, 2015
Keith D GibsonNorthwestern Mutual Investment Services,LLC otherCornerstone Capital Advisors otherOtherJul 28, 2014Aug 1, 2014
Nathan J BoppChase Investment Services Corp. otherCornerstone Capital Advisors otherOtherOct 9, 2007Jan 2, 2008 (85 d)
Page 1 of 1
4 moves match.