DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brodie Andrew Hinkle | Charles Schwab & Co., Inc. national BD | Mariner Wealth Advisors other | Other | Jul 16, 2017 | Aug 3, 2017 |
| Aaron Nielsen | Mariner other | Mariner Wealth Advisors other | Other | May 11, 2017 | Nov 15, 2016 |
| Ryan John Graves | Redrock Investment Advisors, LLC unclassified | Mariner Wealth Advisors other | Other | Dec 31, 2013 | Oct 22, 2013 |
| Julie B Smith | J.P. Morgan Securities LLC wirehouse | Mariner Wealth Advisors other | Other | May 15, 2012 | Apr 18, 2014 (703 d) |
| Matthew Curtis Litzler | Wells Fargo Advisors wirehouse | Mariner Wealth Advisors other | Other | Jan 16, 2009 | Feb 20, 2009 (35 d) |
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5 moves match.