DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sym Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Janae D O'Rourke | Cambridge Investment Research Advisors, Inc. BD affiliated | Sym Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Oct 3, 2025 |
| Adam Robert Cash | Cx Institutional, LLC independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | May 24, 2023 | Feb 3, 2026 (986 d) |
| Benjamin Keith Streeter | Personal Wealth Partners LLC independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | Oct 25, 2022 | Jun 6, 2025 (955 d) |
| Sammuel Heath Simcoe | LPL Financial LLC independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | Sep 6, 2022 | Sep 16, 2022 |
| Octavian Tuturu Sayumwe | Korhorn Financial Group independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | Feb 15, 2021 | Mar 26, 2021 (39 d) |
| Derek Scott Weed | Schwab Wealth Advisory, Inc. BD affiliated | Sym Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2019 | Sep 16, 2020 (602 d) |
| Logan Schuyler Timbrook | LPL Financial LLC independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | Aug 10, 2018 | Dec 2, 2022 (1575 d) |
| Evan Timothy Stark | Korhorn Financial Group independent RIA | Sym Financial Advisors independent RIA | RIA to RIA | Jul 16, 2018 | May 2, 2019 (290 d) |
| Gabriella Diana Tucker | Schwab Wealth Advisory, Inc. other | Sym Financial Advisors independent RIA | Other | Nov 23, 2017 | Aug 27, 2018 (277 d) |
| Sydney Nicole Cale | Equitable Advisors, LLC national BD | Sym Financial Advisors other | Other | Apr 5, 2017 | Dec 13, 2017 (252 d) |
| Michelle Marie Hipskind | Shelton Financial Group, Inc. other | Sym Financial Advisors other | Other | Nov 11, 2016 | Apr 5, 2017 (145 d) |
| Amanda Legler | Vertical Wealth, LLC state registered | Sym Financial Advisors independent RIA | Other | Mar 21, 2016 | Jan 21, 2020 (1401 d) |
| Nicholas Eugene Gray | Osaic Fa, Inc. other | Sym Financial Advisors other | Other | Sep 25, 2012 | Feb 8, 2013 (136 d) |
| Bradley Scott Duling | Gardey Financial Advisors Inc other | Sym Financial Advisors other | Other | Sep 30, 2011 | Jun 5, 2014 (979 d) |
| Richard Edward Harrison | Uvest Financial Services Group, Inc. unclassified | Sym Financial Advisors other | Other | Mar 24, 2011 | May 30, 2013 (798 d) |
| Austin Johnson Burrows | Stephen Douglas Investment Advisory, Inc. unclassified | Sym Financial Advisors independent RIA | Other | May 5, 2009 | Sep 17, 2025 (5979 d) |
| Robert Seth Whicker | Galecki Financial Management Inc other | Sym Financial Advisors other | Other | Oct 1, 2007 | Jan 17, 2008 (108 d) |
| Brian Ernest Swinehart | Equitable Advisors, LLC national BD | Sym Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2002 | Dec 4, 2018 (5905 d) |
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18 moves match.