DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at F500 Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Lansing Hicks | Innovative Capital Management unclassified | F500 Advisory Services, Inc. other | Other | Jan 7, 2016 | Aug 2, 2002 |
| John Radford Compton | Creative Financial Designs, Inc. other | F500 Advisory Services, Inc. other | Other | Jul 2, 2013 | Oct 1, 2014 (456 d) |
| John Joseph Kostic | B. Riley Wealth Advisors, Inc. other | F500 Advisory Services, Inc. other | Other | Mar 7, 2013 | Mar 8, 2013 |
| Rana Maida | M Holdings Securities, Inc. other | F500 Advisory Services, Inc. other | Other | Oct 28, 2011 | Sep 23, 2014 (1061 d) |
| Scott David Werling | Brookstone Investment Advisory Services other | F500 Advisory Services, Inc. other | Other | Apr 15, 2010 | Oct 24, 2011 (557 d) |
| Ronald Grimm | Gunnallen Financial, Inc unclassified | F500 Advisory Services, Inc. other | Other | Mar 30, 2010 | Jul 15, 2011 (472 d) |
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6 moves match.