DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Traphagen Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin James BriggsLPL Financial LLC BD affiliatedTraphagen Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2025Dec 5, 2025
Adrian RodriguezRetirable independent RIATraphagen Financial Group independent RIARIA to RIANov 20, 2025Jul 31, 2023
Chethan R GourkantiWells Fargo Advisors wirehouseTraphagen Financial Group independent RIAWirehouse to independent RIANov 5, 2025Dec 5, 2025
Michael Joseph LamagnaMorgan Stanley wirehouseTraphagen Financial Group independent RIAWirehouse to independent RIASep 9, 2025Nov 28, 2025 (80 d)
Patrick Charles SabolGirard Advisory Services, LLC independent RIATraphagen Financial Group independent RIARIA to RIAJun 3, 2019Jun 17, 2019
Christopher James FundoraJ.P. Morgan Securities LLC wirehouseTraphagen Financial Group otherOtherApr 12, 2016Jul 6, 2017 (450 d)
Edward J LeachHighland Financial Advisors, LLC otherTraphagen Financial Group otherOtherMay 28, 2013Jan 28, 2014 (245 d)
Eric Daniel ManciniBls Advisors LLC unclassifiedTraphagen Financial Group otherOtherJan 3, 2008Nov 10, 2009 (677 d)
Marc A MorroneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTraphagen Financial Group otherOtherSep 30, 2004Jan 1, 2006 (458 d)
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9 moves match.