DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Laffer Tengler Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Steven WernerDefined Purpose Capital LLC no RAUMLaffer Tengler Investments, Inc. independent RIAOtherNov 18, 2024Mar 4, 2025 (106 d)
Byron Duane AndersonMutual Advisors, LLC BD affiliatedLaffer Tengler Investments, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2024Jun 14, 2024 (44 d)
James Kirk MeyersThe Herbst Group, LLC independent RIALaffer Tengler Investments, Inc. independent RIARIA to RIAJun 7, 2022May 2, 2023 (329 d)
Richard Allen GriderDynamic independent RIALaffer Tengler Investments, Inc. independent RIARIA to RIAApr 15, 2021Apr 26, 2021
Nancy Caven TenglerButcherjoseph Asset Management, LLC unclassifiedLaffer Tengler Investments, Inc. otherOtherApr 29, 2020Dec 3, 2019
Catherine Lorie LafeeButcherjoseph Asset Management, LLC unclassifiedLaffer Tengler Investments, Inc. otherOtherApr 29, 2020Dec 3, 2019
Katherine MachButcherjoseph Asset Management, LLC unclassifiedLaffer Tengler Investments, Inc. otherOtherApr 29, 2020Nov 8, 2019
Jonathan E CurleyButcherjoseph Asset Management, LLC unclassifiedLaffer Tengler Investments, Inc. otherOtherApr 29, 2020Nov 8, 2019
Eileen Robin FrohmanFisher Investments independent RIALaffer Tengler Investments, Inc. independent RIARIA to RIAMar 11, 2020Sep 23, 2021 (561 d)
John Stanley RogersThe Jumper Group, Inc. otherLaffer Tengler Investments, Inc. otherOtherDec 31, 2011Dec 6, 2006
Steven Frederick ShepichAmeriprise Financial Services, LLC national BDLaffer Tengler Investments, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2011May 19, 2020 (3105 d)
Michael Joseph MadzinMadzin Partners, LLC unclassifiedLaffer Tengler Investments, Inc. otherOtherDec 31, 2005Jun 15, 2007 (531 d)
Page 1 of 1
12 moves match.