DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guggenheim Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jairo Nahuel Cipolla | Alti Wealth Management (US International), Inc. independent RIA | Guggenheim Investment Advisors, LLC other | Other | Jan 4, 2024 | Apr 8, 2024 (95 d) |
| Anastasia Thermos | Guggenheim Investments other | Guggenheim Investment Advisors, LLC other | Other | Nov 4, 2008 | Feb 17, 2012 (1200 d) |
| Walter Chalmers Reisinger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Guggenheim Investment Advisors, LLC other | Other | Sep 5, 2007 | May 19, 2008 (257 d) |
| Stephen Richard Kitching | Ssn Advisory, Inc. other | Guggenheim Investment Advisors, LLC other | Other | Jun 26, 2006 | Apr 25, 2007 (303 d) |
| Dina Marie Dilorenzo | Asset Consulting Group, LLC other | Guggenheim Investment Advisors, LLC other | Other | Oct 6, 2005 | Feb 2, 2010 (1580 d) |
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5 moves match.