DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Kenneth KillebrewCharles Schwab & Co., Inc. national BDLegacy Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2023Jan 17, 2023
Hugh W GatesDelta Asset Management, LLC independent RIALegacy Wealth Management, LLC independent RIARIA to RIAFeb 15, 2022Feb 25, 2022
Nathan Scott PowellSecurian Financial Services, Inc. BD affiliatedLegacy Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2018May 20, 2025 (2429 d)
Jonathan D McalisterSecurian Financial Services, Inc. otherLegacy Wealth Management, LLC otherOtherAug 17, 2017Aug 18, 2017
Nicholas Glenn SowellSecurian Financial Services, Inc. otherLegacy Wealth Management, LLC independent RIAOtherJun 3, 2015May 13, 2025 (3632 d)
Jeffrey Forrest BarnesFinancial Telesis, Inc. otherLegacy Wealth Management, LLC otherOtherOct 31, 2013Nov 6, 2013
E Charles JalenakJalenak Capital Management, Inc. unclassifiedLegacy Wealth Management, LLC independent RIAOtherAug 31, 2011Jul 10, 2025 (5062 d)
Wallace Spencer HopeMorgan Keegan & Company, LLC otherLegacy Wealth Management, LLC independent RIAOtherMar 16, 2011Jun 20, 2025 (5210 d)
Shelly Halford BakerWaddell & Associates Inc otherLegacy Wealth Management, LLC otherOtherJan 13, 2009Oct 9, 2009 (269 d)
Frank Stephen ReedStrategic Advisers LLC national BDLegacy Wealth Management, LLC otherOtherJul 3, 2007Jun 5, 2009 (703 d)
David Grant MetzgerZacks Investment Management, Inc. otherLegacy Wealth Management, LLC otherOtherSep 5, 2006Nov 27, 2006 (83 d)
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11 moves match.