DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthway Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cody Wayne Hawkins | Valic Financial Advisors, Inc. BD affiliated | Wealthway Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Feb 15, 2023 |
| Andrea L Rice | UBS Financial Services Inc. wirehouse | Wealthway Financial Advisors independent RIA | Wirehouse to independent RIA | Sep 19, 2022 | Aug 4, 2022 |
| Allison Kay Dubreuil | MML Investors Services, LLC other | Wealthway Financial Advisors other | Other | Aug 11, 2015 | Sep 22, 2017 (773 d) |
| Kevin John Zywna | Waypoint Advisors, LLC other | Wealthway Financial Advisors other | Other | Mar 15, 2007 | Mar 26, 2007 |
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4 moves match.