DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Altfest Personal Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jenna Mackenzie Egan | Vanguard Advisers, Inc. BD affiliated | Altfest Personal Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2024 | Sep 16, 2024 |
| Tara Shayna Korkus | J.J. Burns & Company independent RIA | Altfest Personal Wealth Management independent RIA | RIA to RIA | Mar 4, 2024 | Sep 10, 2025 (555 d) |
| Eric Joseph Walter | UBS Financial Services Inc. wirehouse | Altfest Personal Wealth Management independent RIA | Wirehouse to independent RIA | Sep 14, 2023 | Sep 4, 2025 (721 d) |
| Tobin F Walters | Ramsey & Associates Inc independent RIA | Altfest Personal Wealth Management independent RIA | RIA to RIA | Jul 13, 2022 | Jan 2, 2024 (538 d) |
| Christina Ann Shaffer | Charles Schwab & Co., Inc. national BD | Altfest Personal Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 29, 2022 (32 d) |
| Eric Scott Nelson | Pruco Securities, LLC BD affiliated | Altfest Personal Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2022 | Apr 20, 2022 |
| Sean Vincent Janni | Prairieview Partners, LLC independent RIA | Altfest Personal Wealth Management independent RIA | RIA to RIA | Feb 4, 2021 | Mar 19, 2021 (43 d) |
| Jesse Blalock Frehling | Focused Wealth Management, Inc. independent RIA | Altfest Personal Wealth Management independent RIA | RIA to RIA | Mar 4, 2020 | Mar 27, 2020 |
| Benjamin Daniel Lake | Lake Partners,Inc. mixed wealth | Altfest Personal Wealth Management independent RIA | RIA to RIA | Dec 27, 2018 | Jul 20, 2021 (936 d) |
| James Walter Bassett | Personal Cfo Solutions LLC other | Altfest Personal Wealth Management independent RIA | Other | Mar 10, 2016 | Aug 11, 2021 (1980 d) |
| David Aaron Kressner | Assetmark, Inc. other | Altfest Personal Wealth Management independent RIA | Other | Jan 27, 2016 | Aug 5, 2021 (2017 d) |
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11 moves match.