DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ironwood Investment Counsel, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessica Catherine ColemanFisher Investments independent RIAIronwood Investment Counsel, LLC independent RIARIA to RIANov 18, 2025Aug 10, 2026 (265 d)
Giancarlo Jose MateusCharles Schwab & Co., Inc. national BDIronwood Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2024Jul 1, 2024 (175 d)
Evan Patrick SweeneyFisher Investments independent RIAIronwood Investment Counsel, LLC independent RIARIA to RIANov 6, 2023Sep 20, 2024 (319 d)
Stephen MandracchiaMorgan Stanley wirehouseIronwood Investment Counsel, LLC independent RIAWirehouse to independent RIANov 12, 2020May 15, 2023 (914 d)
Gregory Don StottAlpha Fiduciary otherIronwood Investment Counsel, LLC otherOtherJul 5, 2016Aug 3, 2016
William Darrell LeeOsaic Fa, Inc. otherIronwood Investment Counsel, LLC otherOtherOct 25, 2011Apr 24, 2013 (547 d)
Michael Christopher LossingStoker Ostler, A Part Of Bmo Financial Group otherIronwood Investment Counsel, LLC independent RIAOtherMar 2, 2011Feb 9, 2022 (3997 d)
Matthew Jefferson CarterInlign Wealth Management, LLC unclassifiedIronwood Investment Counsel, LLC otherOtherMay 9, 2005Jun 16, 2005 (38 d)
Bruce Conklin WilliamsL. Roy Papp & Associates, Llp otherIronwood Investment Counsel, LLC otherOtherNov 28, 2003Mar 12, 2003
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9 moves match.