DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Valley National Advisers Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Alan DavisA Better Way Financial, LLC independent RIAValley National Advisers Inc independent RIARIA to RIAAug 5, 2026Sep 3, 2026
Michele MaddaloniJ.P. Morgan Securities LLC wirehouseValley National Advisers Inc independent RIAWirehouse to independent RIADec 21, 2025Jan 21, 2026 (31 d)
Ingrid HolderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValley National Advisers Inc independent RIAWirehouse to independent RIANov 16, 2023Nov 29, 2023
Jonathan Lee RitterCommonwealth Financial Network national BDValley National Advisers Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2019Oct 15, 2019
Eric Joseph CedorPark Avenue Securities LLC BD affiliatedValley National Advisers Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2019Jan 15, 2019
Michael E WarchM&T Securities, Inc. unclassifiedValley National Advisers Inc independent RIAOtherMay 25, 2018Jun 5, 2018
Ryan Michael MulhearnKms Financial Services, Inc otherValley National Advisers Inc otherOtherJun 29, 2017Aug 23, 2017 (55 d)
Jessica Lee GoedtelGoldman Sachs Wealth Services, L.P. otherValley National Advisers Inc otherOtherMay 9, 2016May 23, 2016
Matthew E PetrozelliHsbc Securities (USA) Inc. otherValley National Advisers Inc otherOtherJan 26, 2011Feb 7, 2011
Rodman Dehart YoungAndesa Financial Management, Inc. otherValley National Advisers Inc otherOtherOct 24, 2008Oct 21, 2008
Jaclyn Marie CorneliusAndesa Strategies, Inc. unclassifiedValley National Advisers Inc otherOtherNov 21, 2007Jul 24, 2008 (246 d)
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11 moves match.