DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Psa Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John B Troy | Park Avenue Securities LLC other | Psa Financial Advisors Inc other | Other | Jan 4, 2013 | Jan 7, 2013 |
| Douglas Charles Tyson | Edward Jones national BD | Psa Financial Advisors Inc other | Other | Sep 4, 2009 | Jun 21, 2010 (290 d) |
| Victor Lee Lombardi | Morgan Stanley wirehouse | Psa Financial Advisors Inc other | Other | Jul 1, 2009 | Jun 25, 2009 |
| Chad Jeremy Wilson | Manchester Advisors unclassified | Psa Financial Advisors Inc other | Other | Jul 9, 2008 | Sep 30, 2008 (83 d) |
| Laurence Seiden | Tower Square Securities, Inc. other | Psa Financial Advisors Inc other | Other | Aug 18, 2006 | May 20, 2008 (641 d) |
Page 1 of 1
5 moves match.