DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Diastole Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Thomas DepatieBaltimore-Washington Financial Advisors independent RIADiastole Wealth Management independent RIARIA to RIAAug 22, 2025Aug 12, 2025
Joanne MartinCommonwealth Financial Network national BDDiastole Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2024May 29, 2024
Christopher D CarranoTd Ameritrade, Inc. no RAUMDiastole Wealth Management mixed wealthOtherApr 28, 2020May 1, 2020
Eniko MikleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDiastole Wealth Management otherOtherApr 1, 2013Apr 1, 2013
Joanne De PalmaCetera Investment Advisers LLC otherDiastole Wealth Management otherOtherMay 24, 2012May 8, 2012
Jennifer Lee O'BrienCitizens Securities, Inc. otherDiastole Wealth Management otherOtherFeb 3, 2012Jan 9, 2012
Douglas Louis KobakMorgan Stanley wirehouseDiastole Wealth Management otherOtherAug 14, 2009Jul 29, 2009
Mary Lynn O'TooleInterocean Wealth Management LLC unclassifiedDiastole Wealth Management otherOtherJul 23, 2009Jul 13, 2009
Carl George BulginiSound Financial Advisors unclassifiedDiastole Wealth Management otherOtherJun 30, 2006Jan 25, 2006
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9 moves match.