DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lynx Investment Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Michael WintermeierFenway Financial Advisors, LLC independent RIALynx Investment Advisory, LLC independent RIARIA to RIAMay 11, 2026May 12, 2026
Carolyn Bella CatlinFenway Financial Advisors, LLC independent RIALynx Investment Advisory, LLC independent RIARIA to RIAMar 31, 2026Apr 1, 2026
Anthony Henry CortinaFarther independent RIALynx Investment Advisory, LLC independent RIARIA to RIAJun 4, 2025Jun 11, 2025
Kishore ShahThe Patriot Financial Group, LLC independent RIALynx Investment Advisory, LLC mixed wealthRIA to RIAJan 5, 2022Dec 10, 2021
Roger Sudhir DesaiThe Patriot Financial Group, LLC independent RIALynx Investment Advisory, LLC mixed wealthRIA to RIAJan 5, 2022Dec 8, 2021
Adrian Bohdan KutkoGfo Advisory Services, LLC otherLynx Investment Advisory, LLC otherOtherJun 1, 2009Apr 30, 2010 (333 d)
Matthew David GelfandMdg Financial Advisors, LLC unclassifiedLynx Investment Advisory, LLC otherOtherJun 14, 2007Oct 16, 2007 (124 d)
Michael R MarshSuntrust Investment Services, Inc. otherLynx Investment Advisory, LLC otherOtherJan 19, 2005Jan 28, 2008 (1104 d)
Heather Tracey ErrigoAsb Capital Management LLC otherLynx Investment Advisory, LLC otherOtherMar 15, 2004Mar 1, 2004
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9 moves match.