DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Whjr Associates

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Allen RustmanClarity Capital Partners independent RIAWhjr Associates otherOtherSep 30, 2025Jun 6, 2011
Rajer I. ChoobakClarity Capital Partners otherWhjr Associates otherOtherDec 31, 2014Jun 6, 2011
Ernest J ReyesFsc Securities Corporation otherWhjr Associates otherOtherJul 9, 2014Jul 11, 2014
Nancy Ann PyzelOsaic Wealth, Inc. otherWhjr Associates otherOtherFeb 5, 2013Jan 11, 2011
Stacy Mallory TredennickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWhjr Associates otherOtherJan 18, 2011Jan 19, 2011
Robert GalindoOsaic Wealth, Inc. otherWhjr Associates otherOtherMar 23, 2009Jul 29, 2005
Ernest J ReyesBrecek & Young Advisors, Inc. otherWhjr Associates otherOtherDec 23, 2008Dec 17, 2008
Ernest J ReyesOsaic Wealth, Inc. otherWhjr Associates otherOtherFeb 13, 2008Apr 14, 2000
John Hendrik WallbrinkSecu Brokerage Services unclassifiedWhjr Associates otherOtherSep 12, 2007Apr 3, 2012 (1665 d)
William Emil FredricksonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWhjr Associates otherOtherJun 5, 2007Jun 5, 2007
Ji Michael Y ChungOsaic Wealth, Inc. otherWhjr Associates otherOtherMar 10, 2006Jul 29, 2005
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11 moves match.