DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stratwealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Anthony Szabocsik | Fidelity Personal And Workplace Advisors BD affiliated | Stratwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2019 | Jan 2, 2020 |
| Charles Gerald Walker | Truist Advisory Services, Inc. BD affiliated | Stratwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2019 | Feb 11, 2019 |
| Luke Steven Smith | Wells Fargo Advisors wirehouse | Stratwealth independent RIA | Wirehouse to independent RIA | Jan 25, 2019 | Mar 29, 2021 (794 d) |
| Tatiana Y Dadykina | Equitable Advisors, LLC national BD | Stratwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2018 | Jul 6, 2018 |
| Edward Charles Vonlange | Foundation Financial Advisors, Inc. state registered | Stratwealth independent RIA | Other | Apr 2, 2018 | Apr 5, 2018 |
| Todd Norris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratwealth other | Other | Jan 22, 2015 | May 12, 2015 (110 d) |
| Joshua Frederick Williford | Money Concepts Advisory Service other | Stratwealth independent RIA | Other | Dec 31, 2012 | May 24, 2018 (1970 d) |
| Davita Crystal Alford-Cooper | Raymond James Financial Services, Inc. unclassified | Stratwealth other | Other | Nov 16, 2007 | Dec 21, 2007 (35 d) |
| Chad Evans Foster | Ameriprise Financial Services, LLC national BD | Stratwealth other | Other | Dec 14, 2006 | May 7, 2010 (1240 d) |
| James Mark Griesser | Eichelberger Griesser Eddy & Alms Inc unclassified | Stratwealth other | Other | Dec 31, 2004 | May 17, 2002 |
| James Kurz Eichelberger | Eichelberger Griesser Eddy & Alms Inc unclassified | Stratwealth other | Other | Dec 31, 2004 | May 17, 2002 |
| Shaun Eddy | Eichelberger Griesser Eddy & Alms Inc unclassified | Stratwealth other | Other | Dec 31, 2004 | May 17, 2002 |
| Jennine Ramsey Lacroix | Eichelberger Griesser Eddy & Alms Inc unclassified | Stratwealth other | Other | Dec 31, 2004 | May 17, 2002 |
| Gary Paul Desjardins | Eichelberger Griesser Eddy & Alms Inc unclassified | Stratwealth other | Other | Dec 31, 2004 | May 17, 2002 |
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14 moves match.