DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Townsend
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Greg Eric Graham | Advice And Planning Services BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Jun 5, 2026 (91 d) |
| Mark Jason Bosley | Advice And Planning Services BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jun 29, 2026 (348 d) |
| Tyler Hentges | Wambolt & Associates, LLC independent RIA | Townsend independent RIA | RIA to RIA | Feb 18, 2025 | Feb 28, 2025 |
| Antwann Holmes | Creative Planning independent RIA | Townsend independent RIA | RIA to RIA | Jun 22, 2023 | Jul 27, 2023 (35 d) |
| John Robert Goltermann | Highgate Securities Investments unclassified | Townsend independent RIA | Other | Dec 31, 2022 | Sep 22, 2022 |
| Drew Mckinley Hayworth | Highgate Securities Investments unclassified | Townsend independent RIA | Other | Dec 31, 2022 | Sep 22, 2022 |
| Grace Geneva O'Mara | Cuso Financial Services, L.P. BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Nov 17, 2022 (90 d) |
| Andrew Neil Wyckoff | Fidelity Personal And Workplace Advisors BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Apr 11, 2022 (32 d) |
| David Joseph Francis | Tlg Advisors, Inc. BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | May 10, 2022 (63 d) |
| Devin D. Bebout | J.P. Morgan Securities LLC wirehouse | Townsend independent RIA | Wirehouse to independent RIA | Dec 13, 2021 | Apr 12, 2022 (120 d) |
| Richard Charles Harrison | Advice And Planning Services BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Apr 12, 2019 |
| Nathaniel Francescato | Scottrade Investment Management BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2018 | Jan 10, 2020 (648 d) |
| Kaitlin Elizabeth Bell | Charles Schwab & Co., Inc. national BD | Townsend other | Other | Feb 13, 2017 | Mar 15, 2017 |
| Antwann Holmes | Personal Capital Advisors Corporation other | Townsend other | Other | Nov 9, 2016 | Jan 28, 2017 (80 d) |
| Jeffrey Alan Reid | Mercer Global Advisors Inc. other | Townsend other | Other | May 17, 2016 | Sep 12, 2016 (118 d) |
| Scott Alexander Watson | Waddell & Reed other | Townsend other | Other | Oct 8, 2015 | Nov 5, 2015 |
| Andrew Wayne Hanna | Securities America Advisors, Inc. other | Townsend other | Other | Apr 23, 2015 | Jan 26, 2015 |
| Scott Conway | UBS Financial Services Inc. wirehouse | Townsend independent RIA | Wirehouse to independent RIA | Dec 26, 2013 | Aug 14, 2026 (4614 d) |
| Andrew David Miller | Equitable Advisors, LLC national BD | Townsend other | Other | Sep 2, 2009 | Sep 2, 2009 |
| Deborah A Violette | Morgan Stanley & Co. LLC unclassified | Townsend other | Other | Sep 26, 2008 | Oct 1, 2009 (370 d) |
| Tiffany Anna Brown | Bancwest Investment Services, Inc. (Bwis) other | Townsend other | Other | Oct 24, 2007 | Oct 1, 2009 (708 d) |
| Shawn Robert Kelly | Securities America Advisors, Inc. other | Townsend other | Other | Aug 13, 2007 | Jan 16, 2008 (156 d) |
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22 moves match.