DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Astor Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garrett William Kelley | Waddell & Reed other | Astor Asset Management LLC other | Other | Nov 9, 2012 | Mar 8, 2013 (119 d) |
| Jason Scott Swedo | First Trust Advisors LP other | Astor Asset Management LLC other | Other | May 10, 2012 | Jun 7, 2012 |
| Dennis Loyd Engel | Icon Advisers, Inc. other | Astor Asset Management LLC other | Other | Mar 16, 2012 | Mar 16, 2012 |
| Jonathon Thomas Digiovanni | Morgan Stanley wirehouse | Astor Asset Management LLC other | Other | Aug 17, 2011 | Apr 3, 2013 (595 d) |
| Terrence Patrick Geary | UBS Financial Services Inc. wirehouse | Astor Asset Management LLC other | Other | Jun 12, 2009 | Aug 20, 2009 (69 d) |
| Michael T Sheridan | New York Life Investment Management LLC other | Astor Asset Management LLC other | Other | Jul 18, 2007 | Sep 6, 2012 (1877 d) |
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6 moves match.