DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Plan Group Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Srikant C JonnadaEagle Strategies LLC BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2026Jan 12, 2026
Tobin Babu ThomasEagle Strategies LLC BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2026Jan 11, 2026
Amanda M HanquistState Farm Investment Management Corp. asset managerPlan Group Financial, Inc. independent RIAOtherFeb 14, 2025Feb 24, 2025
Hayden John PrzybyszAvantax Advisory Services BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2023Nov 21, 2023
Shawn Gerald HanquistWealthplan Partners independent RIAPlan Group Financial, Inc. independent RIARIA to RIAJun 30, 2023Jun 14, 2023
Steven Douglas KaestnerSmart Money Group, LLC independent RIAPlan Group Financial, Inc. independent RIARIA to RIAOct 27, 2020Sep 3, 2019
Jamie Louise KaestnerSmart Money Group, LLC independent RIAPlan Group Financial, Inc. independent RIARIA to RIAOct 27, 2020Sep 3, 2019
Matthew Ronald SchultzPrincipal Securities, Inc. BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Oct 2, 2020
Jeffery Allen EynetichPrincipal Securities, Inc. BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Oct 20, 2020
James Carroll BillingsleySignal Research Group LLC state registeredPlan Group Financial, Inc. independent RIAOtherFeb 23, 2018Mar 13, 2018
Michael James WhiteSignal Research Group LLC state registeredPlan Group Financial, Inc. independent RIAOtherFeb 23, 2018Feb 16, 2018
Dallas Lee WheelerWaddell & Reed otherPlan Group Financial, Inc. independent RIAOtherMay 15, 2017May 12, 2017
Douglas Ray ClaycombFsc Securities Corporation otherPlan Group Financial, Inc. independent RIAOtherSep 21, 2012Mar 11, 2013 (171 d)
Douglas Ray ClaycombMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlan Group Financial, Inc. independent RIAWirehouse to independent RIAMay 3, 2006Feb 5, 2007 (278 d)
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14 moves match.