DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Financial Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary David Mitchell | D.F. Dent And Company, Inc. independent RIA | Sage Financial Group Inc. independent RIA | RIA to RIA | Aug 5, 2025 | Nov 20, 2025 (107 d) |
| Ross Cohn | UBS Financial Services Inc. wirehouse | Sage Financial Group Inc. independent RIA | Wirehouse to independent RIA | Oct 12, 2021 | Nov 1, 2021 |
| Joseph Vincent Furey | UBS Financial Services Inc. wirehouse | Sage Financial Group Inc. independent RIA | Wirehouse to independent RIA | Sep 20, 2021 | Oct 7, 2021 |
| Daphne Antigoni Richards | Vanguard Advisers, Inc. BD affiliated | Sage Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2020 | Sep 17, 2020 (210 d) |
| Sean Dwyer | Vanguard Advisers, Inc. BD affiliated | Sage Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2018 | Dec 3, 2018 |
| Jason Mardinly | Wisdom Planning, LLC no RAUM | Sage Financial Group Inc. other | Other | Jul 7, 2017 | Sep 13, 2017 (68 d) |
| Lucile Allen Steitz | Corestates Capital Advisors, LLC other | Sage Financial Group Inc. other | Other | Sep 11, 2013 | Aug 22, 2013 |
| Kevin Wayne Megargel | Morgan Stanley & Co. LLC unclassified | Sage Financial Group Inc. independent RIA | Other | Jun 7, 2007 | Apr 4, 2023 (5780 d) |
| Lisa Anne Broome | Hornor, Townsend & Kent, LLC other | Sage Financial Group Inc. other | Other | Mar 6, 2007 | Aug 13, 2008 (526 d) |
| Charles Richard Korger | Mercer Advisors unclassified | Sage Financial Group Inc. other | Other | Mar 17, 2004 | Apr 14, 2004 |
| Mitchell Evan Bednoff | Equitable Advisors, LLC national BD | Sage Financial Group Inc. other | Other | Oct 15, 2002 | Oct 25, 2002 |
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11 moves match.