DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lutz Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Ernest Schmidt | Cetera Investment Advisers LLC BD affiliated | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 29, 2026 |
| Blake Anthony Maly | Principal Securities, Inc. BD affiliated | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Jul 18, 2025 (87 d) |
| Adriane Linette Washburn | Edward Jones national BD | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2024 | Jun 13, 2024 |
| Shannon Rae Gohr | Charles Schwab & Co., Inc. national BD | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Jul 18, 2025 (667 d) |
| Thomas Aubrey Hodgson | LPL Financial LLC independent RIA | Lutz Financial independent RIA | RIA to RIA | Jun 13, 2022 | Jul 20, 2022 (37 d) |
| Austin Lee Wells | Securities America Advisors, Inc. BD affiliated | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2019 | Apr 11, 2019 (83 d) |
| Joshua R Jenkins | Orion Portfolio Solutions, LLC mixed wealth | Lutz Financial independent RIA | RIA to RIA | Sep 20, 2018 | Oct 28, 2020 (769 d) |
| Christopher Michael Wagner | Mutual Of Omaha Investor Services, Inc. no RAUM | Lutz Financial other | Other | May 23, 2016 | Oct 27, 2016 (157 d) |
| Joseph Ryan Hefflinger | Hub Investment Advisors, Inc other | Lutz Financial other | Other | Jan 23, 2015 | Mar 13, 2015 (49 d) |
| Nicholas Samuel Hall | Wells Fargo Advisors wirehouse | Lutz Financial other | Other | Apr 1, 2014 | Sep 12, 2014 (164 d) |
| Anthony L Cerone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lutz Financial other | Other | Jul 6, 2005 | Jul 29, 2005 |
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11 moves match.