DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cascade Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dana GreathouseBok Financial Private Wealth, Inc. independent RIACascade Financial Management, Inc. independent RIARIA to RIAMay 15, 2019May 30, 2019
Jacob Jeffrey WalkerFidelity Personal And Workplace Advisors BD affiliatedCascade Financial Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2018Jul 30, 2019 (336 d)
Mackenzie Karner BekezaCastle Rock Investment Company otherCascade Financial Management, Inc. otherOtherDec 2, 2016Mar 9, 2017 (97 d)
Timothy James KenkelWells Fargo Advisors wirehouseCascade Financial Management, Inc. otherOtherMar 7, 2012Feb 24, 2012
Alan David HolmanAdrian & Associates Inc unclassifiedCascade Financial Management, Inc. otherOtherOct 19, 2011Dec 6, 2011 (48 d)
Brian James WileyFinancial Insight Center otherCascade Financial Management, Inc. otherOtherAug 1, 2011Aug 24, 2011
Michael John MccormickStifel, Nicolaus & Company, Incorporated national BDCascade Financial Management, Inc. otherOtherJun 29, 2011Jun 27, 2011
Stephanie BrunoPinion Wealth Management, LLC otherCascade Financial Management, Inc. otherOtherNov 25, 2008Dec 2, 2008
Cynthia Payne OchalClient 1st Advisory Group otherCascade Financial Management, Inc. otherOtherJun 25, 2007Jul 28, 2006
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9 moves match.