DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Main Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Mogavero | Potomac asset manager | Main Management, LLC independent RIA | Other | Jan 21, 2026 | Feb 4, 2026 |
| Chase David Smith | Potomac asset manager | Main Management, LLC independent RIA | Other | Jul 2, 2025 | Aug 1, 2025 |
| Nicolai Ahlmann Hansen | Fidelity Personal And Workplace Advisors BD affiliated | Main Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 6, 2024 |
| Darol Wayne Ryan | Tld Capital, LLC unclassified | Main Management, LLC independent RIA | Other | Jan 25, 2020 | Oct 10, 2019 |
| John Joseph Kehoe | Sei Investments Management Corp asset manager | Main Management, LLC independent RIA | Other | Dec 12, 2019 | May 10, 2021 (515 d) |
| Janey L Kegley | Orion Portfolio Solutions, LLC independent RIA | Main Management, LLC independent RIA | RIA to RIA | Oct 18, 2019 | Nov 5, 2019 |
| James Augusta Taylor | Orion Portfolio Solutions, LLC independent RIA | Main Management, LLC independent RIA | RIA to RIA | Jun 4, 2019 | May 21, 2019 |
| Robb Douglas Weiland | Dunham independent RIA | Main Management, LLC independent RIA | RIA to RIA | Apr 22, 2019 | Aug 7, 2019 (107 d) |
| Wayne Jefferson Seaman | Clearbridge Investments, LLC other | Main Management, LLC independent RIA | Other | Apr 11, 2018 | Jun 1, 2018 (51 d) |
| Hafeez Akber Esmail | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Main Management, LLC other | Other | Sep 25, 2007 | Jan 14, 2008 (111 d) |
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10 moves match.