DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Klaas Financial Asset Advisors, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Eugene SchuellerOrgel Wealth Management, LLC independent RIAKlaas Financial Asset Advisors, LLC. independent RIARIA to RIAMay 19, 2026Jun 25, 2026 (37 d)
Liane Victoria WarcupClarus Financial Planning unclassifiedKlaas Financial Asset Advisors, LLC. independent RIAOtherSep 30, 2025Oct 1, 2025
Eric Scott SchmitzWoodbury Financial Services, Inc. BD affiliatedKlaas Financial Asset Advisors, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAOct 17, 2023Jan 5, 2024 (80 d)
Eric James SchwartzAdvice And Planning Services BD affiliatedKlaas Financial Asset Advisors, LLC. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 7, 2020
Nathan Andrew BreibyBasepoint Wealth, LLC independent RIAKlaas Financial Asset Advisors, LLC. independent RIARIA to RIAOct 30, 2020Nov 2, 2020
Nathan Thomas WinslowMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKlaas Financial Asset Advisors, LLC. independent RIAWirehouse to independent RIANov 7, 2019Apr 2, 2020 (147 d)
Scott Alan JohnsonInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 3, 2010Mar 8, 2007
Gary Daniel LoveInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 3, 2010Mar 8, 2007
Huey Kent HeiseInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 15, 2007Aug 2, 2003
Craig Jared KlaasKms Financial Services, Inc otherKlaas Financial Asset Advisors, LLC. otherOtherNov 30, 2006Mar 8, 2007 (98 d)
Scott Alan JohnsonInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherMar 14, 2003Apr 29, 2002
Gary Daniel LoveInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherJan 28, 2003Jul 15, 2002
Page 1 of 1
12 moves match.